SEC emphasizes AML measures for low-priced securities in omnibus accounts

SEC Fortifies AML Measures for Low-Priced Securities in Omnibus Accounts The U.S. Securities and Exchange Commission (SEC) is significantly intensifying its focus on Anti-Money Laundering (AML) protocols, particularly those governing low-priced securities traded within omnibus accounts. This strategic regulatory emphasis signals a critical step towards bolstering financial market integrity and mitigating the pervasive risks associated